-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BojGn0v63i+LJoKF8HxKrPKv6dVhoXGK9i+ULDBs9/EkbKcdhYnOnohWOgit+gJT xBD2SjzAVWFynfa2GO+BLw== 0000950123-03-010640.txt : 20030923 0000950123-03-010640.hdr.sgml : 20030923 20030923145150 ACCESSION NUMBER: 0000950123-03-010640 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030923 GROUP MEMBERS: ALLIANZ AG GROUP MEMBERS: ALLIANZ FINANZBETEILIGUNGS GMBH GROUP MEMBERS: DRESDNER BANK AG GROUP MEMBERS: DRESDNER INVESTMENTS (UK) LIMITED GROUP MEMBERS: DRESDNER KLEINWORT CAPITAL LLC GROUP MEMBERS: DRESDNER KLEINWORT HOLDINGS INC GROUP MEMBERS: DRESDNER KLEINWORT WASSERSTEIN GROUP LIMITED GROUP MEMBERS: DRESDNER KLEINWORT WASSERSTEIN LIMITED GROUP MEMBERS: INVERESK STOCKHOLDERS LTD. GROUP MEMBERS: KLEINWORT BENSON (USA) INC. GROUP MEMBERS: ZENON BETEILIGUNGSGESELLSCHAFT MBH SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GARDENBURGER INC CENTRAL INDEX KEY: 0000859735 STANDARD INDUSTRIAL CLASSIFICATION: CANNED, FROZEN & PRESERVED FRUIT, VEG & FOOD SPECIALTIES [2030] IRS NUMBER: 930886359 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-44004 FILM NUMBER: 03905922 BUSINESS ADDRESS: STREET 1: 1411 SW MORRISON ST STREET 2: STE 400 CITY: PORTLAND STATE: OR ZIP: 97205 BUSINESS PHONE: 5032051500 MAIL ADDRESS: STREET 1: 1411 SW MORRISON STE 400 CITY: PORTLAND STATE: OR ZIP: 97205 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DRESDNER KLEINWORT BENSON PRIVATE EQUITY PARTNERS LP CENTRAL INDEX KEY: 0001059086 IRS NUMBER: 133949246 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 75 WALL STREET CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 2124292100 MAIL ADDRESS: STREET 1: 75 WALL STREET CITY: NEW YORK STATE: NY ZIP: 10005 SC 13D/A 1 y90129sc13dza.txt AMENDMENT NO. 1 TO SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1) GARDENBURGER, INC. - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK, NO PAR VALUE - -------------------------------------------------------------------------------- (Title of Class of Securities) 365476 10 0 - -------------------------------------------------------------------------------- (CUSIP Number) ALEXANDER P. COLEMAN 75 WALL STREET NEW YORK, NY 10005 212-429-2100 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) COPY TO: Eunu Chun, Esq. Kirkland & Ellis LLP Citigroup Center 153 East 53rd Street New York, NY 10022-4675 SEPTEMBER 8, 2003 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. [ ] NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act. Page 1 of 19 Pages - --------------------- ------------------ CUSIP No. 365476 10 0 13D Page 2 of 19 Pages - --------------------- ------------------ - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS / I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Dresdner Kleinwort Benson Private Equity Partners LP - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES None -------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 2,445,574 -------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING None -------------------------------------------------------------- PERSON 10 SHARED DISPOSITIVE POWER WITH 2,445,574 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,445,574 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 21.7% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) PN - -------------------------------------------------------------------------------- - --------------------- ------------------ CUSIP No. 365476 10 0 13D Page 3 of 19 Pages - --------------------- ------------------ - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS / I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) Dresdner Kleinwort Capital LLC - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES None -------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 2,445,574 -------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING None -------------------------------------------------------------- PERSON 10 SHARED DISPOSITIVE POWER WITH 2,445,574 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,445,574 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 21.7% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) OO - -------------------------------------------------------------------------------- - --------------------- ------------------ CUSIP No. 365476 10 0 13D Page 4 of 19 Pages - --------------------- ------------------ - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS / I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) Kleinwort Benson (USA) Inc. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES None -------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 2,445,574 -------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING None -------------------------------------------------------------- PERSON 10 SHARED DISPOSITIVE POWER WITH 2,445,574 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,445,574 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 21.7% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) CO - -------------------------------------------------------------------------------- - --------------------- ------------------ CUSIP No. 365476 10 0 13D Page 5 of 19 Pages - --------------------- ------------------ - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS / I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) Dresdner Kleinwort Holdings Inc. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES None -------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 2,445,574 -------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING None -------------------------------------------------------------- PERSON 10 SHARED DISPOSITIVE POWER WITH 2,445,574 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,445,574 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 21.7% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) CO, HC - -------------------------------------------------------------------------------- - --------------------- ------------------ CUSIP No. 365476 10 0 13D Page 6 of 19 Pages - --------------------- ------------------ - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS / I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) Inveresk Stockholders Ltd. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United Kingdom - Scotland - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES None -------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 2,445,574 -------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING None -------------------------------------------------------------- PERSON 10 SHARED DISPOSITIVE POWER WITH 2,445,574 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,445,574 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 21.7% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) OO, HC - -------------------------------------------------------------------------------- - --------------------- ------------------ CUSIP No. 365476 10 0 13D Page 7 of 19 Pages - --------------------- ------------------ - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS / I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) Dresdner Kleinwort Wasserstein Limited - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United Kingdom - England and Wales - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES None -------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 2,445,574 -------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING None -------------------------------------------------------------- PERSON 10 SHARED DISPOSITIVE POWER WITH 2,445,574 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,445,574 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 21.7% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) HC - -------------------------------------------------------------------------------- - --------------------- ------------------ CUSIP NO. 365476 10 0 13D Page 8 of 19 Pages - --------------------- ------------------ - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS / I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) Dresdner Kleinwort Wasserstein Group Limited - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United Kingdom - England and Wales - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES None ----------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 2,445,574 ----------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING None ----------------------------------------------------------- PERSON 10 SHARED DISPOSITIVE POWER WITH 2,445,574 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,445,574 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 21.7% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) OO, HC - -------------------------------------------------------------------------------- - --------------------- ------------------ CUSIP NO. 365476 10 0 13D Page 9 of 19 Pages - --------------------- ------------------ - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS / I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) Dresdner Investments (UK) Limited - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United Kingdom - England and Wales - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES None -------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 2,445,574 -------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING None -------------------------------------------------------- PERSON 10 SHARED DISPOSITIVE POWER WITH 2,445,574 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,445,574 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 21.7% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) OO, HC - -------------------------------------------------------------------------------- - --------------------- ------------------- CUSIP NO. 365476 10 0 13D Page 10 of 19 Pages - --------------------- ------------------- - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS / I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) Zenon Beteiligungsgesellschaft mbH - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Germany - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES None ----------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 2,445,574 ----------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING None ----------------------------------------------------------- PERSON 10 SHARED DISPOSITIVE POWER WITH 2,445,574 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,445,574 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 21.7% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) OO, HC - -------------------------------------------------------------------------------- - --------------------- ------------------- CUSIP NO. 365476 10 0 13D Page 11 of 19 Pages - --------------------- ------------------- - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS / I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) Dresdner Bank AG - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Germany - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES None ----------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 2,445,574 ----------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING None ----------------------------------------------------------- PERSON 10 SHARED DISPOSITIVE POWER WITH 2,445,574 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,445,574 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 21.7% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) OO, BK, BD - -------------------------------------------------------------------------------- - --------------------- ------------------- CUSIP NO. 365476 10 0 13D Page 12 of 19 Pages - --------------------- ------------------- - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS / I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) Allianz Finanzbeteiligungs GmbH - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Germany - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES None -------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 2,445,574 -------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING None -------------------------------------------------------- PERSON 10 SHARED DISPOSITIVE POWER WITH 2,445,574 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,445,574 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 21.7% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) OO, HC - -------------------------------------------------------------------------------- - --------------------- ------------------- CUSIP NO. 365476 10 0 13D Page 13 of 19 Pages - --------------------- ------------------- - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS / I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) Allianz AG - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Germany - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES None ----------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 2,445,574 ----------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING None ----------------------------------------------------------- PERSON 10 SHARED DISPOSITIVE POWER WITH 2,445,574 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,445,574 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 21.7% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) OO, HC - -------------------------------------------------------------------------------- This Amendment No. 1 to Schedule 13D amends the Schedule 13D initially filed on February 11, 2002 (the "Schedule 13D"). Preliminary Note: This statement is being filed by Dresdner Kleinwort Benson Private Equity Partners LP ("DKBPEP") and by each of the entities set forth in Item 2 hereto (collectively, the "Reporting Persons") pursuant to Rule 13d-1(k) promulgated by the Securities and Exchange Commission (the "Commission") pursuant to Section 13 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). DKBPEP is filing this Schedule 13D with respect to the common stock, no par value, (the "Common Stock") of Gardenburger, Inc. (the "Issuer"). As reported in Item 3 of the Schedule 13D, DKBPEP and certain of its affiliates owns certain convertible notes and a warrant to purchase shares of the Issuer's Common Stock. As described in its Current Report on Form 8-K filed on August 18, 2003, the Issuer announced the receipt of an offer from Pattico, Inc. ("Pattico") (an entity formed by the Issuer's Chairman, President, and Chief Executive Officer, Scott C. Wallace; the Issuer's Senior Vice President and Chief Operating Officer, James W. Linford; the Issuer's Vice President of Sales, Robert L. Dixon; the Issuer's Vice President of Marketing, Lori Abert Luke; and the Issuer's Vice President of Research, Quality and Technical Services, Diane Zielinsky (together, "Management")) to purchase all the outstanding shares of the Issuer's Common Stock in a going-private transaction (the "Proposed Going-Private Transaction"). Under the terms of the proposal, each outstanding share of the Issuer's Common Stock would have been converted into the right to receive $0.50 in cash, and the outstanding preferred stock and convertible senior subordinated debt of the Issuer (the "Convertible Note" as defined in Item 3 of the Schedule 13D) would be exchanged for shares of a new series of preferred stock of the Issuer. All shares of preferred stock and all Convertible Notes held by any of the members of the Group (as defined below) would have been converted or exchanged, as described in the prior sentence. It was also proposed that all common stock and all warrants to purchase Common Stock of the Issuer held by the members of the Group would have been cancelled as part of the Proposed Going-Private Transaction. On September 8, 2003 the Reporting Persons believed that they may have formed a group (the "Group"), as defined by Rule 13d-5(b) of the Act, with Rosewood Capital III, L.P. ("Rosewood"), Farallon Capital Management, LLC and certain affiliated entities (together, "Farallon"), Management and Pattico with respect to the Proposed Going-Private Transaction. The members of the Group believed that a group may have been formed based on their perception of the understanding among the Group members as to the material terms on which they would be willing to consummate the Proposed Going-Private Transaction described above. The nature of the Group was previously disclosed on Schedule 13D filed with respect to the Issuer by Farallon and Rosewood on or about September 9, 2003. At such time, pursuant to Rule 13(d)-5(b) of the Act, each member of the Group may have been deemed to beneficially own any equity securities of the Issuer that any member of the Group beneficially owns. On September 15, 2003, DKBPEP informed the other members of the Group that DKBPEP is not presently willing to consummate the Proposed Going-Private Transaction on the terms described above, and accordingly, there is neither any understanding regarding the terms on which members of the Group would be willing to consummate the going-private transaction nor any "group" within the meaning of Rule 13d-5(b) of the Exchange Act. DKBPEP is filing this Amendment No. 1 to disclose (i) the continued beneficial ownership by DKBPEP of 2,445,574 shares of Common Stock; (ii) the possible formation of the Group prior to the date hereof, (iii) the addition of Allianz Finanzbeteiligungs GmbH as a Reporting Person and (iv) that there is neither any understanding regarding the terms on which members of the Group would be willing to consummate the going-private transaction and nor any "group" within the meaning of Rule 13d-5(b) of the Exchange Act. Page 14 of 19 Pages ITEM 2. IDENTITY AND BACKGROUND. The first paragraph of Item 2 is hereby deleted and replaced with the following: This statement is being filed by DKBPEP and by each of the Reporting Persons which are set forth below. The last sentence of the second to last paragraph of the response to Item 2(a)-(c) and (f) which reads "Dresdner Bank AG is owned by Allianz AG, a German publicly traded corporation with its principal office at Koeniginstrasse 28, D-80802, Muenchen, Germany." is hereby deleted and replaced with the following language: Dresdner Bank AG is majority owned by Allianz Finanzbeteiligungs GmbH ("Allianz Finanz"), a German corporation with its principal office at Koeniginstrasse 28, D-80802, Muenchen, Germany. Allianz Finanz is a wholly-owned subsidiary of Allianz AG, a German publicly traded corporation with its principal office at Koeniginstrasse 28, D-80802, Muenchen, Germany. Item 2 is further amended to add the following paragraph at the end of such Item: In addition, pursuant to Rule 13d-5(b) of the Act, on September 8, 2003 a group may have been formed among DKBPEP, Farallon, Management, Pattico and Rosewood, DKBPEP may have attributed to itself the 2,903,995 shares of Common Stock beneficially owned by non-DKBPEP members of the Group as of such date. However, because DKBPEP is not presently willing to consummate the Proposed Going-Private Transaction on the terms described in the Preliminary Note, there is neither any understanding regarding the terms on which members of the Group would be willing to consummate the going-private transaction nor any "group" within the meaning of Rule 13d-5(b) of the Exchange Act. All information required to be reported in this Item 2 or any other item of this Schedule 13D with respect to the non-DKBPEP members of the Group can be found in the separate Schedule 13Ds filed or to be filed by each of Rosewood, Farallon, Management and Pattico with respect to the shares of Common Stock of the Issuer on or about September 9, 2003 and September 16, 2003. "Schedule A" referenced in the first sentence of the final paragraph of Item 2 (a)-(c) and (f) and attached to the Schedule 13D, is attached hereto and amended and restated in its entirety. ITEM 4. PURPOSE OF TRANSACTION. Item 4 is hereby amended and restated as follows: Please see the Preliminary Note for discussion regarding the Proposed Going-Private Transaction and the possible formation of the Group prior to the date hereof. As noted in the Preliminary Note, because DKBPEP is not presently willing to consummate the Proposed Going-Private Transaction on the terms described in the Preliminary Note, there is neither any understanding regarding the terms on which members of the Group would be willing to consummate the going-private transaction nor any "group" within the meaning of Rule 13d-5(b) of the Exchange Act. Except as set forth in this Item 4 and in Item 5, DKBPEP has no plan or proposal that relates to or would result in: (i) the acquisition by any person of additional securities of the Issuer, or the disposition of securities of the Issuer; (ii) an extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the Issuer or any of its subsidiaries; (iii) a sale or transfer of a material amount of assets of the Issuer or any of its subsidiaries; (iv) any change in the present board of directors or management of the Issuer, including any plans or proposals to change the number or term of directors or to fill any vacancies on the board of directors; (v) any material change in the present capitalization or Page 15 of 19 Pages dividend policy of the Issuer; (vi) any other material change in the Issuer's business or corporate structure; (vii) changes in the Issuer's charter, bylaws or instruments corresponding thereto or other actions which may impede the acquisition of control of the Issuer by any person; (viii) causing a class of securities of the Issuer to be delisted from a national securities exchange or to cease to be authorized to be quoted in an inter-dealer quotation system of a registered national securities association; (ix) a class of equity securities of the Issuer becoming eligible for termination of registration pursuant to Section 12(g)(4) of the Act; or (x) any action similar to those enumerated above. DKBPEP reserves the right to determine in the future whether to change the purpose or purposes described above or whether to adopt other plans or proposals of the type specified above. ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER. Item 6 is hereby amended to delete the final paragraph of such item and replace it with the following: As a result of the negotiations discussed in the Preliminary Note with respect to the Proposed Going Private Transaction, the Reporting Persons believed that they may have been deemed to be members of a group within the meaning of Section 13(d)(3) of the Exchange Act, with Farallon, Management, Rosewood and/or Pattico. The Reporting Persons disclaim beneficial ownership of any securities issued by the Issuer (including the Common Stock) which are owned by Rosewood, Farallon, Management and/or Pattico as of the date the Group may have been formed. The filing of this Schedule 13D shall not be construed as an admission that the Reporting Persons were beneficial owners of securities issued by the Issuer (including the Common Stock) beneficially owned by Farallon, Rosewood, Management and/or Pattico, or that the Reporting Persons and any of Farallon, Rosewood, Management and/or Pattico constituted such a person or group. As noted above, on September 15, 2003, DKBPEP informed the other members of the Group that DKBPEP is not presently willing to consummate the Proposed Going-Private Transaction on the terms described in the Preliminary Note, and there is neither any understanding regarding the terms on which members of the Group would be willing to consummate the going-private transaction nor any "group" within the meaning of Rule 13d-5(b) of the Exchange Act. Except as described in response to Items 3 and 4 of this Schedule 13D, which are hereby incorporated herein by reference, to the best knowledge of the Reporting Persons, there are no contracts, arrangements, understandings or relationships (legal or otherwise) between the persons enumerated in Item 2 of this Schedule 13D, and any other person, with respect to any securities of the Issuer, including, but not limited to, transfer or voting of any of the securities, finder's fees, joint ventures, loan or option agreements, puts or calls, guarantees of profits, divisions of profits or loss, or the giving or withholding of proxies. Page 16 of 19 Pages ITEM 7. MATERIAL TO BE FILED AS EXHIBITS. Item 7 is hereby amended to add the following exhibit: Exhibit 13 - Schedule 13D Joint Filing Agreement, dated September 23, 2003, by and among the Reporting Persons. Page 17 of 19 Pages SIGNATURES After reasonable inquiry and to the best of each of the undersigned's knowledge and belief, each of the undersigned certify that the information set forth in this statement is true, complete and correct. Date: September 23, 2003 DRESDNER KLEINWORT BENSON PRIVATE EQUITY PARTNERS LP By: Dresdner Kleinwort Capital LLC Its: General Partner By: /s/ Alexander Coleman By: /s/ Richard H. Wolf --------------------- -------------------- Name: Alexander Coleman Name: Richard H. Wolf Title: Authorized Person Title: Authorized Person DRESDNER KLEINWORT CAPITAL LLC By: /s/ Alexander Coleman By: /s/ Richard H. Wolf --------------------- --------------------- Name: Alexander Coleman Name: Richard H. Wolf Title: Authorized Person Title: Authorized Person KLEINWORT BENSON (USA) INC. By: /s/ Alexander Coleman By: /s/ Richard H. Wolf --------------------- --------------------- Name: Alexander Coleman Name: Richard H. Wolf Title: Authorized Person Title: Authorized Person DRESDNER KLEINWORT HOLDINGS INC. By: /s/ Alexander Coleman By: /s/ Richard H. Wolf --------------------- --------------------- Name: Alexander Coleman Name: Richard H. Wolf Title: Authorized Person Title: Authorized Person INVERESK STOCKHOLDERS LTD. By: /s/ P. L. Longcroft --------------------- Name: P. L. Longcroft Title: Director and Secretary DRESDNER KLEINWORT WASSERSTEIN LIMITED By: /s/ S. J. Lowe By: /s/ P. L. Longcroft --------------------- ------------------- Name: S. J. Lowe Name: P. L. Longcroft Title: Director and Secretary Title: Secretary DRESDNER KLEINWORT WASSERSTEIN GROUP LIMITED By: /s/ P. L. Longcroft -------------------- Name: P. L. Longcroft Title: Director and Secretary Page 18 of 19 Pages DRESDNER INVESTMENTS (UK) LIMITED By: /s/ S. J. Lowe ----------------------------- Name: S. J. Lowe Title: Director and Secretary ZENON BETEILIGUNGSGESELLSCHAFT mbH By: /s/ Gert Jurgen Mueller By: /s/ Edgar Pirscher ----------------------------- --------------------- Name: Gert Jurgen Mueller Name: Edgar Pirscher Title: General Manager Title: Manager DRESDNER BANK AG By: /s/ Dirk Schmidt By: /s/ Andrea Huegle ----------------------------- --------------------- Name: Dirk Schmidt Name: Andrea Huegle Title: Director Title: Manager ALLIANZ FINANZBETEILIGUNGS Gmbh By: /s/ Alexander Pilz By: /s/ Peter Mannhart ----------------------------- --------------------- Name: Alexander Pilz Name: Peter Mannhart Title: Prokurist Title: Prokurist ALLIANZ AG By: /s/ Dr. Uta Sigl By: /s/ Matthias Seewald ----------------------------- --------------------- Name: Dr. Uta Sigl Name: Matthias Seewald Title: Prokurist Title: Prokurist Page 19 of 19 Pages EXHIBIT A SCHEDULE 13D JOINT FILING AGREEMENT The undersigned and each other person executing this joint filing agreement (this "Agreement") agree as follows: The undersigned and each other person executing this Agreement are responsible for the timely filing of such Schedule 13D and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of the undersigned or any other person executing this Agreement is responsible for the completeness or accuracy of the information statement concerning any other persons making the filing, unless such person knows or has reason to believe that such information is inaccurate. This Agreement may be executed in any number of counterparts, each of which shall be deemed to be an original, but all of which, taken together, shall constitute one and the same instrument. * * * * * Page 1 of 3 Pages IN WITNESS WHEREOF, the undersigned have caused this Agreement to be signed by their respective officers thereunto duly authorized as of the date set forth opposite their name. Date: September 23, 2003 DRESDNER KLEINWORT BENSON PRIVATE EQUITY PARTNERS LP By: Dresdner Kleinwort Capital LLC Its: General Partner By: /s/ Alexander Coleman By: /s/ Richard H. Wolf --------------------- --------------------- Name: Alexander Coleman Name: Richard H. Wolf Title: Authorized Person Title: Authorized Person DRESDNER KLEINWORT CAPITAL LLC By: /s/ Alexander Coleman By: /s/ Richard H. Wolf --------------------- --------------------- Name: Alexander Coleman Name: Richard H. Wolf Title: Authorized Person Title: Authorized Person KLEINWORT BENSON (USA) INC. By: /s/ Alexander Coleman By: /s/ Richard H. Wolf --------------------- --------------------- Name: Alexander Coleman Name: Richard H. Wolf Title: Authorized Person Title: Authorized Person DRESDNER KLEINWORT HOLDINGS INC. By: /s/ Alexander Coleman By: /s/ Richard H. Wolf --------------------- --------------------- Name: Alexander Coleman Name: Richard H. Wolf Title: Authorized Person Title: Authorized Person INVERESK STOCKHOLDERS LTD. By: /s/ P. L. Longcroft --------------------- Name: P. L. Longcroft Title: Director and Secretary DRESDNER KLEINWORT WASSERSTEIN LIMITED By: /s/ S. J. Lowe By: /s/ P. L. Longcroft --------------------- ------------------- Name: S. J. Lowe Name: P. L. Longcroft Title: Director and Secretary Title: Secretary DRESDNER KLEINWORT WASSERSTEIN GROUP LIMITED By: /s/ P. L. Longcroft --------------------- Name: P. L. Longcroft Title: Director and Secretary Page 2 of 3 Pages DRESDNER INVESTMENTS (UK) LIMITED By: /s/ S. J. Lowe -------------------------- Name: S. J. Lowe Title: Director and Secretary ZENON BETEILIGUNGSGESELLSCHAFT mbH By: /s/ Gert Jurgen Mueller By: /s/ Edgar Pirscher -------------------------- --------------------- Name: Gert Jurgen Mueller Name: Edgar Pirscher Title: General Manager Title: Manager DRESDNER BANK AG By: /s/ Dirk Schmidt By: /s/ Andrea Huegle -------------------------- --------------------- Name: Dirk Schmidt Name: Andrea Huegle Title: Director Title: Manager ALLIANZ FINANZBETEILIGUNGS GmbH By: /s/ Alexander Pilz By: /s/ Peter Mannhart -------------------------- --------------------- Name: Alexander Pilz Name: Peter Mannhart Title: Prokurist Title: Prokurist ALLIANZ AG By: /s/ Dr. Uta Sigl By: /s/ Matthias Seewald --------------------------- ---------------------- Name: Dr. Uta Sigl Name: Matthias Seewald Title: Prokurist Title: Prokurist Page 3 of 3 Pages SCHEDULE A SCHEDULE A SUPERVISORY BOARD MEMBERS ALLIANZ AG AS OF SEPTEMBER 22, 2003
PRINCIPAL EMPLOYMENT OUTSIDE BUSINESS ADDRESS AT ALLIANZ AG AND RELATED NAME ALLIANZ AG BUSINESS ADDRESS CITIZENSHIP - ---------------------------------------------------------------------------------------------------- Dr. Henning Koeniginstrasse 28 None German Schulte-Noelle 80802 Munchen Chairman Germany - ---------------------------------------------------------------------------------------------------- Dr. Wulf H. Bernotat Koeniginstrasse 28 E.ON AG; German 80802 Munchen E.ON-Platz 1 Germany 40479 Duesseldorf Germany - ---------------------------------------------------------------------------------------------------- Norbert Blix Koeniginstrasse 28 Allianz Versicherungs-AG; German 80802 Munchen Grosser Burstah 3 Germany 20457 Hamburg Germany - ---------------------------------------------------------------------------------------------------- Dr. Diethart Breipohl Koeniginstrasse 28 None German 80802 Munchen Germany - ---------------------------------------------------------------------------------------------------- Bertrand Collomb Koeniginstrassse 28 Lafarge S.A.; French 80802 Muenchen 61, rue des Belles Feuilles Germany F-75782 Paris Cedex 16 France - ---------------------------------------------------------------------------------------------------- Dr. Gerhard Cromme Koeniginstrasse 28 ThyssenKrupp AG; German 80802 Munchen August-Thyssen-Strasse 1 Germany 40211 Duesseldorf Germany - ---------------------------------------------------------------------------------------------------- Juergen Dormann Koeniginstrasse 28 ABB Ltd.; German 80802 Munchen Affoltenstrasse 44 Germany PO.Box 8131 8050 Zuerich Switzerland - ---------------------------------------------------------------------------------------------------- Claudia Eggert-Lehmann Koeniginstrasse 28 Dresdner Bank AG; German 80802 Munchen Kampstr.47 Germany 44137 Dortmund Germany - ---------------------------------------------------------------------------------------------------- Hinrich Feddersen Koeniginstrasse 28 Vereinte German 80802 Munchen Dienstleistungs-gewerkschaft- Germany ver.di; Potsdamer Platz 10 10785 Berlin Germany - ---------------------------------------------------------------------------------------------------- Peter Haimerl Koeniginstrasse 28 Dresdner Bank AG; German 80802 Munchen Promenadenplatz 7 Germany 80273 Muenchen Germany - ----------------------------------------------------------------------------------------------------
- 1 - SCHEDULE A Prof. Dr. Rudolf Hickel Koeniginstrasse 28 University of Bremen; German 80802 Munchen Parkallee 39 Germany 28209 Bremen Germany - ---------------------------------------------------------------------------------------------------- Dr. Renate Kocher Koeniginstrasse 28 Institut fur Demoskopie, German 80802 Munchen Allensbach; Germany Radolfzeller Strasse 28 78476 Allensbach Germany - ---------------------------------------------------------------------------------------------------- Frank Ley Koeniginstrasse 28 Allianz Lebensversicherungs-AG; German 80802 Munchen Reinsburgstr. 19 Germany 70178 Stuttgart Germany - ---------------------------------------------------------------------------------------------------- Karl Neumeier Koeniginstrasse 28 Allianz Versicherungs-AG; German 80802 Munchen Koeniginstrassse 28 Germany 80802 Muenchen Germany - ---------------------------------------------------------------------------------------------------- Herbert Pfennig Koeniginstrasse 28 Dresdner Bank AG; German 80802 Munchen Koenigstrasse 9 Germany 70173 Stuttgart Germany - ---------------------------------------------------------------------------------------------------- Sultan Salam Koeniginstrasse 28 Dresdner Bank AG; German 80802 Munchen Juergen-Ponto-Platz 1 Germany 60301 Frankfurt am Main Germany - ---------------------------------------------------------------------------------------------------- Dr. Manfred Schneider Koeniginstrasse 28 Bayer AG; German 80802 Munchen Bayerhaus Germany 51368 Leverkusen Germany - ---------------------------------------------------------------------------------------------------- Margit Schoffer Koeniginstrasse 28 Dresdner Bank AG; German 80802 Munchen Bahnhofstr. 20 Germany 73430 Aalen Germany - ---------------------------------------------------------------------------------------------------- Dr. Hermann Scholl Koeniginstrasse 28 Robert Bosch GmbH; German 80802 Munchen Robert-Bosch-Platz 1 Germany 70839 Gerlingen-Schillerhoehe Germany - ---------------------------------------------------------------------------------------------------- Juergen E. Schrempp Koeniginstrasse 28 DaimlerChrysler AG; German 80802 Munchen Epplestrasse 225 Germany 70567 Stuttgart Germany - ----------------------------------------------------------------------------------------------------
- 2 - SCHEDULE A MEMBERS OF THE BOARD OF MANAGEMENT ALLIANZ AG AS OF SEPTEMBER 22, 2003
PRINCIPAL EMPLOYMENT OUTSIDE ALLIANZ AG AND RELATED BUSINESS NAME BUSINESS ADDRESS ADDRESS CITIZENSHIP - ------------------------------------------------------------------------------------------------------------- Michael Diekmann Koeniginstrasse 28 None German Chairman 80802 Munich Germany - ------------------------------------------------------------------------------------------------------------- Dr. Paul Achleitner Koeniginstrasse 28 None Austrian 80802 Munich Germany - ------------------------------------------------------------------------------------------------------------- Detlev Bremkamp Koeniginstrasse 28 None German 80802 Munich Germany - ------------------------------------------------------------------------------------------------------------- Jan R. Carendi Koeniginstrasse 28 None Swedish 80802 Munich Germany - ------------------------------------------------------------------------------------------------------------- Dr. Joachim Faber Koeniginstrasse 28 None German 80802 Munich Germany - ------------------------------------------------------------------------------------------------------------- Dr. Reiner Hagemann Koeniginstrasse 28 None German 80802 Munich Germany - ------------------------------------------------------------------------------------------------------------- Dr. Horst Mueller Juergen-Ponto-Platz 1 None German 60301 Frankfurt am Main Germany - ------------------------------------------------------------------------------------------------------------- Dr. Helmut Perlet Koeniginstrasse 28 None German 80802 Munich Germany - ------------------------------------------------------------------------------------------------------------- Dr. Gerhard Rupprecht Koeniginstrasse 28 None German 80802 Munich Germany - ------------------------------------------------------------------------------------------------------------- Dr. Herbert Walter Koeniginstrasse 28 None German 80802 Munich Germany - ------------------------------------------------------------------------------------------------------------- Dr. Werner Zedelius Koeniginstrasse 28 None German 80802 Munich Germany - -------------------------------------------------------------------------------------------------------------
- 3 - SCHEDULE A DIRECTORS & OFFICERS ALLIANZ FINANZBETEILIGUNGS GmbH AS OF SEPTEMBER 22, 2003
PRINCIPAL EMPLOYMENT POSITION AT OUTSIDE ALLIANZ ALLIANZ FINANZBETEILIGUNGS FINANZBETEILI- GmbH AND RELATED NAME BUSINESS ADDRESS GUNGS GmbH BUSINESS ADDRESS CITIZENSHIP - ------------------------------------------------------------------------------------------------------------ Dr. Paul Achleitner Koeniginstrasse 28 Managing Director Member of the Board of Austrian 80802 Munich Management of Germany Allianz AG; Koeniginstrasse 28 80802 Munich Germany - ------------------------------------------------------------------------------------------------------------ Dr. Joachim Faber Koeniginstrasse 28 Managing Director Member of the Board of German 80802 Munich Management of Germany Allianz AG; Koeniginstrasse 28 80802 Munich Germany - ------------------------------------------------------------------------------------------------------------
- 4 - SCHEDULE A DIRECTORS & OFFICERS ZENON BETEILIGUNGSGESELLSCHAFT gmbh AS OF SEPTEMBER 22, 2003
NAME POSITION EMPLOYMENT ADDRESS CITIZENSHIP - ------------------------------------------------------------------------------------------------------------------------ Wolfgang Kolb Director Dresdner Bank AG Juergen-Ponto-Platz 1 German D-60301 Frankfurt am Main Germany - ------------------------------------------------------------------------------------------------------------------------ Gert Juergen Mueller Director Dresdner Bank AG Juergen-Ponto-Platz 1 German D-60301 Frankfurt am Main Germany - ------------------------------------------------------------------------------------------------------------------------ Dr. Manfred Schaudwet Director Dresdner Bank AG Juergen-Ponto-Platz 1 German (retired) D-60301 Frankfurt am Main Germany - ------------------------------------------------------------------------------------------------------------------------
- 5 - SCHEDULE A MEMBERS OF THE SUPERVISORY BOARD DRESDNER BANK AG AS OF SEPTEMBER 22, 2003
NAME POSITION EMPLOYMENT ADDRESS CITIZENSHIP - ------------------------------------------------------------------------------------------------------------------------ Michael Diekmann Chairman of the Allianz AG Koeniginstrasse 28 German Board of Managing 80802 Munich Directors Germany - ------------------------------------------------------------------------------------------------------------------------ Claudia Eggert-Lehmann Member of the Dresdner Bank AG Kampstrasse 47 German Supervisory Board 44137 Dortmund Germany - ------------------------------------------------------------------------------------------------------------------------ Bernhard Enseling Member of the Dresdner Bank AG Jurgen-Ponto-Platz 1 German Supervisory Board 60301 Frankfurt am Main Germany - ------------------------------------------------------------------------------------------------------------------------ Peter Haimerl Member of the Dresdner Bank AG Promenadeplatz 7 German Supervisory Board 80273 Munich Germany - ------------------------------------------------------------------------------------------------------------------------ Christian Hohn Member of the Dresdner Bank AG Marsstrasse 20 German Supervisory Board 80335 Munchen Germany - ------------------------------------------------------------------------------------------------------------------------ Oda-Renate Krauss Employee ver.di Vereinte Kopenicker Strasse 55 German Dienstleistungsgewerk 10179 Berlin schaft Germany - ------------------------------------------------------------------------------------------------------------------------ Dr. rer. pol. Heinz Member of the Thyssen Krupp AG August-Thyssen-Strasse 1 German Kriwet Supervisory Board 40211 Duesseldorf Germany - ------------------------------------------------------------------------------------------------------------------------ Prof. Dr. Edward G. Member of the Siemens AG Wittelsbacherplatz 2 German Krubasik Managing Board of 80312 Munich Directors Germany - ------------------------------------------------------------------------------------------------------------------------ Dr. Dietmar Kuhnt Chairman of the RWE AG Opernplatz 1 German Managing Board of 45128 Essen Directors Germany - ------------------------------------------------------------------------------------------------------------------------ Igor Landau Chairman of the Aventis S.A. CEDEX 9 French Board of Managing 67917 Strasbourg Directors France - ------------------------------------------------------------------------------------------------------------------------ Dr. Hartmut Mehdorn Chairman of the Deutsche Bahn AG Potsdamer Platz 2 German Board of Managing 10785 Berlin Directors Germany - ------------------------------------------------------------------------------------------------------------------------ Brunhilde Nast Member of the Dresdner Bank AG Dr.-Kulz-Ring 10 German Supervisory Board 01067 Dresden Germany - ------------------------------------------------------------------------------------------------------------------------ Dr. Helmut Perlet Member of the Board Allianz AG Koeniginstrasse 28 German of Managing Directors 80802 Munich Germany - ------------------------------------------------------------------------------------------------------------------------
- 6 - SCHEDULE A Dr. Bernd Pischetsrieder Chairman of the Volkswagen AG Berliner Ring 2 German Board of Managing 38440 Wolfsburg Directors Germany - ------------------------------------------------------------------------------------------------------------------------ Stefan Quandt Chairman of the DELTON AG Seedammweg 55 German Supervisory Board 61352 Bad Homburg Germany - ------------------------------------------------------------------------------------------------------------------------ Jurgen Rose Member of the Dresdner Bank AG Bischof-Meiser-Strasse 2 German Supervisory Board 90403 Nurnberg Germany - ------------------------------------------------------------------------------------------------------------------------ Sultan Salam Member of the Dresdner Bank AG Kaiserstrasse 52 German Supervisory Board 60329 Frankfurt am Main Germany - ------------------------------------------------------------------------------------------------------------------------ Margit Schoffer Member of the Dresdner Bank AG Bahnhofstrasse 20 German Supervisory Board 73430 Aalen Germany - ------------------------------------------------------------------------------------------------------------------------ Uwe Spitzbarth Head of Section ver.di Vereinte Potsdamer Platz 10 German Banks and Savings Dienstleistungsgewerk 10785 Berlin Banks schaft Germany - ------------------------------------------------------------------------------------------------------------------------ Dr. Bernd W. Voss Member of the Dresdner Bank AG Gallusanlage 8 German Supervisory Board 60301 Frankfurt am Main Germany - ------------------------------------------------------------------------------------------------------------------------
- 7 - SCHEDULE A MEMBERS OF THE BOARD OF MANAGING DIRECTORS DRESDNER BANK AG AS OF SEPTEMBER 22, 2003
NAME POSITION EMPLOYMENT ADDRESS CITIZENSHIP - ------------------------------------------------------------------------------------------------------------------------ Dr. Herbert Walter Chairman of the Board Dresdner Bank AG Juergen-Ponto-Platz 1 German of Managing Directors 60301 Frankfurt am Main Germany - ------------------------------------------------------------------------------------------------------------------------ Dr. Andreas Georgi Member of the Board Dresdner Bank AG Juergen-Ponto-Platz 1 German of Managing Directors 60301 Frankfurt am Main Germany - ------------------------------------------------------------------------------------------------------------------------ Karl Ralf Jung Member of the Board Dresdner Bank AG Juergen-Ponto-Platz 1 German of Managing Directors 60301 Frankfurt am Main Germany - ------------------------------------------------------------------------------------------------------------------------ Jan Kvarnstrom Member of the Board Dresdner Bank AG Juergen-Ponto-Platz 1 Swedish of Managing Directors 60301 Frankfurt am Main Germany - ------------------------------------------------------------------------------------------------------------------------ Dr. Horst Mueller Member of the Board Dresdner Bank AG Juergen-Ponto-Platz 1 German of Managing Directors 60301 Frankfurt am Main Germany - ------------------------------------------------------------------------------------------------------------------------ Andrew Pisker Member of the Board Dresdner Bank AG c/o Dresdner Kleinwort British of Managing Directors Wasserstein Riverbank House 2 Swan Lane GB London EC4R 3UX Great Britain - ------------------------------------------------------------------------------------------------------------------------ Klaus Rosenfeld Member of the Board Dresdner Bank AG Juergen-Ponto-Platz 1 German of Managing Directors 60301 Frankfurt am Main Germany - ------------------------------------------------------------------------------------------------------------------------ Otto Steinmetz Member of the Board Dresdner Bank AG Juergen-Ponto-Platz 1 German of Managing Directors 60301 Frankfurt am Main Germany - ------------------------------------------------------------------------------------------------------------------------ Dr. Friedrich Wobking Member of the Board Dresdner Bank AG Juergen-Ponto-Platz 1 German of Managing Directors 60301 Frankfurt am Main Germany - ------------------------------------------------------------------------------------------------------------------------
- 8 - SCHEDULE A DIRECTORS & OFFICERS DRESDNER KLEINWORT WASSERSTEIN LIMITED (FORMERLY KLEINWORT BENSON LIMITED) AS OF SEPTEMBER 4 2003
NAME POSITION EMPLOYMENT ADDRESS CITIZENSHIP - ------------------------------------------------------------------------------------------------------------------ Stephen John Director Dresdner Kleinwort 20 Fenchurch Street American Berger Wasserstein Limited London EC3P 3DB - ------------------------------------------------------------------------------------------------------------------ Peter Leonard Secretary Dresdner Kleinwort 20 Fenchurch Street British Longcroft Wasserstein Limited London EC3P 3DB - ------------------------------------------------------------------------------------------------------------------ Edward Daniel Director Dresdner Kleinwort 20 Fenchurch Street British MacDonald Wasserstein Limited London EC3P 3DB - ------------------------------------------------------------------------------------------------------------------ Malcolm Francis Director Dresdner Kleinwort 20 Fenchurch Street British Williams Wasserstein Limited London EC3P 3DB - ------------------------------------------------------------------------------------------------------------------ Timothy John Director Dresdner Kleinwort 20 Fenchurch Street British Hanford Wasserstein Limited London EC3P 3DB - ------------------------------------------------------------------------------------------------------------------ Mark Ian Macleod Director Dresdner Kleinwort 20 Fenchurch Street British Wasserstein Limited London EC3P 3DB - ------------------------------------------------------------------------------------------------------------------ John Douglas Director Dresdner Kleinwort 20 Fenchurch Street British Russell Wasserstein Limited London EC3P 3DB - ------------------------------------------------------------------------------------------------------------------ Achilles Othon Director Dresdner Kleinwort 20 Fenchurch Street Greek Macris Wasserstein Limited London EC3P 3DB - ------------------------------------------------------------------------------------------------------------------ Robert Edward Alternate Dresdner Kleinwort 20 Fenchurch Street British Murdin Director Wasserstein Limited London EC3P 3DB - ------------------------------------------------------------------------------------------------------------------ Stephen John Lowe Director Dresdner Kleinwort 20 Fenchurch Street British Wasserstein Limited London EC3P 3DB - ------------------------------------------------------------------------------------------------------------------ Keith Patrick Alternate Dresdner Kleinwort 20 Fenchurch Street Irish Collins Director Wasserstein Limited London EC3P 3DB - ------------------------------------------------------------------------------------------------------------------ Alan Colin Drake Deputy Dresdner Kleinwort 20 Fenchurch Street British Yarrow Chairman Wasserstein Limited London EC3P 3DB - ------------------------------------------------------------------------------------------------------------------ Alfred Heribert Director Dresdner Kleinwort 20 Fenchurch Street German Kornfeld Wasserstein Limited London EC3P 3DB - ------------------------------------------------------------------------------------------------------------------ James Cameron Assistant Dresdner Kleinwort 20 Fenchurch Street British Wall Secretary Wasserstein Limited London EC3P 3DB - ------------------------------------------------------------------------------------------------------------------
-9- SCHEDULE A DIRECTORS & OFFICERS DRESDNER KLEINWORT WASSERSTEIN GROUP LTD (FORMERLY KLEINWORT BENSON GROUP LIMITED) AS OF SEPTEMBER 4, 2003
NAME POSITION EMPLOYMENT ADDRESS CITIZENSHIP - ------------------------------------------------------------------------------------------------------------------ Keith Patrick Director Dresdner Kleinwort 20 Fenchurch Street Irish Collins Wasserstein Limited London EC3P 3DB - ------------------------------------------------------------------------------------------------------------------ Mark Ian Macleod Director Dresdner Kleinwort 20 Fenchurch Street British Wasserstein Limited London EC3P 3DB - ------------------------------------------------------------------------------------------------------------------ Peter Leonard Director & Dresdner Kleinwort 20 Fenchurch Street British Longcroft Secretary Wasserstein Limited London EC3P 3DB - ------------------------------------------------------------------------------------------------------------------ Stephen John Lowe Director Dresdner Kleinwort 20 Fenchurch Street British Wasserstein Limited London EC3P 3DB - ------------------------------------------------------------------------------------------------------------------
-10- SCHEDULE A DIRECTORS & OFFICERS DRESDNER INVESTMENTS (UK) LIMITED AS OF SEPTEMBER 4, 2003
NAME POSITION EMPLOYMENT ADDRESS CITIZENSHIP - ------------------------------------------------------------------------------------------------------------------ Stephen John Lowe Director & Dresdner Kleinwort 20 Fenchurch Street British Secretary Wasserstein Limited London EC3P 3DB - ------------------------------------------------------------------------------------------------------------------ Achilles Othon Director Dresdner Kleinwort 20 Fenchurch Street Greek Macris Wasserstein Limited London EC3P 3DB - ------------------------------------------------------------------------------------------------------------------ John Howard Director Dresdner Kleinwort 20 Fenchurch Street German Pattinson Wasserstein Limited London EC3P 3DB - ------------------------------------------------------------------------------------------------------------------ Keith Patrick Director Dresdner Kleinwort 20 Fenchurch Street Irish Collins Wasserstein Limited London EC3P 3DB - ------------------------------------------------------------------------------------------------------------------
-11- SCHEDULE A DIRECTORS & OFFICERS INVERESK STOCKHOLDERS LIMITED AS OF SEPTEMBER 4, 2003
NAME POSITION EMPLOYMENT ADDRESS CITIZENSHIP - ------------------------------------------------------------------------------------------------------------------ Keith Patrick Collins Director Dresdner Kleinwort 20 Fenchurch Street Irish Wasserstein Limited London EC3P 3DB - ------------------------------------------------------------------------------------------------------------------ Peter Leonard Director & Dresdner Kleinwort 20 Fenchurch Street British Longcroft Secretary Wasserstein Limited London EC3P 3DB - ------------------------------------------------------------------------------------------------------------------ James Cameron Wall Secretary Dresdner Kleinwort 20 Fenchurch Street British Wasserstein Limited London EC3P 3DB - ------------------------------------------------------------------------------------------------------------------
-12- SCHEDULE A DIRECTORS & OFFICERS DRESDNER KLEINWORT CAPITAL LLC AS OF SEPTEMBER 22, 2003
NAME* TITLE EMPLOYMENT ADDRESS - ------------------------------------------------------------------------------------------------ Alexander Coleman Authorized Manager Dresdner Kleinwort 75 Wall Street Capital LLC New York, NY 10005 - ------------------------------------------------------------------------------------------------ Richard Wolf Authorized Manager Dresdner Kleinwort 75 Wall Street Capital LLC New York, NY 10005 - ------------------------------------------------------------------------------------------------
*United States Citizen, unless otherwise indicated. -13- SCHEDULE A DIRECTORS & OFFICERS DRESDNER KLEINWORT HOLDINGS INC. AS OF SEPTEMBER 22, 2003
NAME* TITLE EMPLOYMENT ADDRESS - -------------------------------------------------------------------------------------------------------- Joachim Mies Director and Dresdner Kleinwort Holdings 75 Wall Street President Inc. New York, NY 10005 - -------------------------------------------------------------------------------------------------------- Christopher Williams Secretary and Dresdner Kleinwort Holdings 75 Wall Street Senior Vice Inc. New York, NY 10005 President - -------------------------------------------------------------------------------------------------------- Stephen Brooks Chief Financial Dresdner Kleinwort Holdings 75 Wall Street Officer Inc. New York, NY 10005 - -------------------------------------------------------------------------------------------------------- Jeff Stern Vice President Dresdner Kleinwort Holdings 75 Wall Street Inc. New York, NY 10005 - -------------------------------------------------------------------------------------------------------- Kenneth Ley Vice President Dresdner Kleinwort Holdings 75 Wall Street Inc. New York, NY 10005 - -------------------------------------------------------------------------------------------------------- Alex Coleman Vice President - Dresdner Kleinwort Holdings 75 Wall Street Private Equity Inc. New York, NY 10005 - -------------------------------------------------------------------------------------------------------- Richard Wolf Vice President - Dresdner Kleinwort Holdings 75 Wall Street Private Equity Inc. New York, NY 10005 - -------------------------------------------------------------------------------------------------------- Adam Lichtenstein Vice President - Dresdner Kleinwort Holdings 75 Wall Street Private Equity Inc. New York, NY 10005 - -------------------------------------------------------------------------------------------------------- Jay Mathewson Vice President- Dresdner Kleinwort Holdings 75 Wall Street Leasing Inc. New York, NY 10005 - -------------------------------------------------------------------------------------------------------- Howie Weber Vice President- Dresdner Kleinwort Holdings 75 Wall Street Leasing Inc. New York, NY 10005 - -------------------------------------------------------------------------------------------------------- Mark Peters Vice President- Dresdner Kleinwort Holdings 75 Wall Street Leasing Inc. New York, NY 10005 - -------------------------------------------------------------------------------------------------------- William Shore Vice President- Dresdner Kleinwort Holdings 75 Wall Street Leasing Inc. New York, NY 10005 - -------------------------------------------------------------------------------------------------------- Andrew Gosling Assistant Dresdner Kleinwort Holdings 75 Wall Street Treasurer Inc. New York, NY 10005 - -------------------------------------------------------------------------------------------------------- Walter F. Petzinger Assistant Dresdner Kleinwort Holdings 75 Wall Street Secretary Inc. New York, NY 10005 - --------------------------------------------------------------------------------------------------------
*United States Citizen, unless otherwise indicated. -14- SCHEDULE A DIRECTORS & OFFICERS KLEINWORT BENSON (USA) INC. AS OF SEPTEMBER 22, 2003
NAME* TITLE EMPLOYMENT ADDRESS - -------------------------------------------------------------------------------------------------------- Alexander COLEMAN Director and Kleinwort Benson (USA) Inc. 75 Wall Street President New York, NY 10005 - -------------------------------------------------------------------------------------------------------- Richard WOLF Director, Kleinwort Benson (USA) Inc. 75 Wall Street Secretary and New York, NY 10005 Treasurer - --------------------------------------------------------------------------------------------------------
*United States Citizen, unless otherwise indicated. -15- -----END PRIVACY-ENHANCED MESSAGE-----